Notification / Circular No – S.O. 4697(E) dated October 16, 2025
Applicable Act/Rule: Prevention of Money-laundering (Maintenance of Records) Rules, 2005
Applicable Section/Rule: Rule 9(1A), 9(1C), 9(1D) read with Rule 9A(2)(h)(ii)
The Ministry of Finance has notified the applicability of specific provisions under Rule 9 of the Prevention of Money-laundering (Maintenance of Records) Rules, 2005, to intermediaries registered under the SEBI (KYC Registration Agency) Regulations, 2011
The notification allows intermediaries defined under SEBI KRA Regulations to comply with Rule 9(1A), (1C), and (1D) of the PML Rules with certain modifications:
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