Regulation regarding financial results
A listed company must publish financial information on a regular basis so that stakeholders, shareholders, and the general public can view its business and financial performance and make appropriate decisions in light of that review
Regulation regarding Corporate Governance Report
A listed company is required to submit a quarterly compliance corporate governance report to the recognized Stock Exchange(s).
Relaxation in case of Delay in filing DPT-3
Relaxation in paying Additional Fees in case of Delay in filing DPT-3 for Financial Year ended on 31st March 2023 upto 31st July 2023
Statement of deviation(s) or variation(s)
Listed entity shall submit to stock exchange the following statement(s) on a quarterly basis for public issue, rights issue, etc
Transfer or transmission or transposition of securities
Listed entity should comply with the Regulation 40 of Listing Agreement for effecting Transfer or transmission or transposition of securities
Notification on the Cost Inflation Index (CII)
The CBDT has stated that the ‘Cost Inflation Index (CII)’ for Fiscal Year 2023-24 (Assessment Year 2024-25) will be 348, up from 331 released earlier for the previous fiscal year 2022-23
Reconciliation of share capital audit report
Every issuer shall submit audit report on quarterly basis, starting from Sep 30′ 2003, to the concerned stock exchanges audited by qualified CA or practicing CS
Statement of Grievance Redressal Mechanism
The listed entity shall ensure that adequate steps are taken for expeditious redressal of investor complaint.
Secretarial Audit and Secretarial Compliance Report
Every listed entity and its material unlisted subsidiaries incorporated in India shall undertake secretarial audit and shall annex a secretarial audit report
Share transfer agent
The listed entity shall ensure that all the activity related to share transfer facility are maintained either in house or by registrar to an issue and share transfer agent register with the board.